WebJan 24, 2024 · ASIC may review the impact of any changes to the Responsible Managers even where there are no key persons named on the AFS Licence. This review by ASIC may result in ASIC requesting that the Licensee demonstrate that it has the organisational competence in the remaining Responsible Manager(s). ASIC may then form a view that … WebJan 20, 2024 · Where ASIC believes that a Licence applicant or licensee is heavily dependent on the competence of one or two responsible managers, it will impose a ‘key person’ condition on an AFS licence (reference RG 105.93). The key person condition, detailed in ASIC Proforma 209, requires a Licensee to advise ASIC within 5 business …
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WebApr 15, 2024 · In RG 105, ASIC says that the licensee must “maintain and update the knowledge and skills of its responsible managers”. By this, it means the knowledge and skills relevant to each of the financial services provided by the licensee and the products to which they relate. WebMar 14, 2024 · Cisco Unified Computing System Manager (UCSM) Command Line Interface (CLI) Cut-through and store-and-forward switches Stomps Components Used The information in this document is based on these software and hardware versions: Cisco UCS Manager version 2.x and later Cisco UCS 6200, 6300, and 6400 Series Fabric … peacemaker austere building set
Change of details for an Australian financial services licence
WebThe ASIC Regulatory Portal is where our regulated community can access ASIC’s increasing suite of digital services. It is an important first step on our journey to improve the experience of our regulatory stakeholders. The portal will improve how we deliver online services to you over time, and how you can transact and interact with us. WebASIC Form 504 30 January 2012 Page 1 of 4 Notification that a person has been appointed controller/ entered into possession etc. Form 504 Corporations Act 2001 427(1), 427(1A), 427(1B) ... receiver and manager under s427(1) 504A & B the appointer of the controller under s427(1A) 504C WebJun 10, 2024 · Claims Filing Deadline: 12/10/2024 @ 4:30pm CST (ASIC, ACIC & GIC) Contingent Claims Filing Deadline: 06/10/2024 @ 4:30pm CST (ASIC, ACIC & GIC) Docket Number: 2024 CH 07852. Click here to view American Service Insurance Company and American Country Insurance Company Docket and upcoming court dates maintained by … sdn path construction